Securities America Accused Of Misrepresentation

Harry Paez of Russellville Arizona a stockbroker formerly registered with Securities America Inc. is the subject of a customer initiated investment related written complaint on March 1, 2016 where the customer sought $72,191.00 in damages founded on allegations that Paez misrepresented the tax consequences of a variable annuity purchased by the customer.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on August 31, 2001, a customer filed an investment related complaint involving Paez’s activities in which the customer requested $24,000.00 in damages based upon accusations that while Paez was associated with A.G. Edwards & Sons, Inc., over-the-counter equities transactions were placed in the customer’s account that failed to conform to the customer’s investment instructions.

Paez was terminated from A.G. Edwards & Sons on November 30, 2005 supported by allegations that he committed conduct violative of the policies of the firm.

Since September 22, 2017, Paez has been employed by St. Bernard Financial Services, Inc.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com