Ronald Dewayne Smith Jr. of Austin Texas a stockbroker formerly employed by Ameriprise Financial Services Inc. is the subject of a customer initiated investment related arbitration claim where the customer sought $136,239.00 in damages based upon allegations that Smith poorly advised the customer concerning CNL Lifestyle Properties Real Estate Investment Trust. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-01957 (July 28, 2017).

FINRA Public Disclosure additionally reveals that on April 27, 2015, a customer filed an investment related complaint involving Smith’s activities in which the customer requested $60,800.00 in damages supported by accusations that while Smith was associated with Ameriprise Financial Services, Inc., the customer was induced into purchasing CNL Lifestyle Real Estate Investment Trust based on misrepresentations about the investment.

Smith’s registration with Ameriprise Financial Services, Inc. has been terminated as of April 7, 2015.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at

Tags: , ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)