Investors Accuse Cantella Stockbroker Of Unauthorized Trading

FINRA Investment Arbitration
stockbrokerfraud11 - Investors Accuse Cantella Stockbroker Of Unauthorized Trading

Ricardo Eduardo Harmsen of Pittsboro North Carolina a stockstockbroker currently registered with Cantella Co. Inc. is the subject of a customer initiated investment related complaint on February 11, 2019 in which the customer sought $200,000.00 in damages supported by allegations that a transfer of the customer’s assets had been effected without the customer’s permission while Harmsen was associated with Cantella Co. Inc. which resulted in the misappropriation of $200,000.00 belonging to the customer.

This is not the first time that Harmsen has been subject of a customer initiated investment related complaint. Particularly, Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that a customer filed an investment related complaint involving Harmsen’s activities where the customer requested more than $5,000.00 in estimated damages founded on accusations that unauthorized over-the-counter equities transactions were executed in the customer’s account while Harmsen was associated with Oppenheimer Co. Inc.

Harmsen has been employed by Cantella Co. Inc. since August 29, 2018.