Practice Areas

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How We Can Help

If you have suffered damages as a result of fraud, unsuitable or negligent investment advice, the sale of defective investments, self-dealing, theft, or other wrongful conduct, you may have a claim against your stockbroker or investment professional and their firm. Victims of securities and investment fraud may recover their damages through securities arbitration.

When can you file a claim against a stockbroker or Financial Advisor?

Significant losses in your brokerage account may be a sign that your broker/financial advisor acted inappropriately and you may be entitled to recover those losses. Our attorneys are experienced in recovering money lost in various types of investments. We have years of experience representing clients in court and FINRA arbitrations. So if you have had a significant decrease in your investment portfolio or have taken a big loss on any particular investment, give us a call and we will let you know if you have a case.

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Fraud

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Churning

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Unauthorized Trades

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Negligence

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