Native American Theft

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FINRA Bars Purshe Kaplan Stockbroker For Fraud

November 07, 2017  |   Posted by :   |   Native American Theft   |   0 Comments

Gopi Krishna Vungarala, of Midland, Michigan, a stockbroker formerly registered with Purshe Kaplan Sterling Investments, and investment adviser formerly associated with Shutterfield Financial Group, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity and ordered to disgorge commissions totaling $9,682,629.00 according to an Extended Hearing Panel Decision containing […]

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