Lisa Dawn Peake of Vancouver Washington a stockbroker formerly employed by Edward Jones has been discharged on December 12, 2016 supported by Edward Jones’ accusations that Peake consistently failed to abide by the firm’s policies and allowed an unregistered person to engaged in sales activities with customers of the firm.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on June 16, 2014, a customer filed an investment related complaint concerning Peake’s conduct where the customer requested damages estimated to exceed $5,000.00 founded on allegations that while Peake was registered with Edward Jones, she breached a fiduciary duty to a customer by omitting information about Peake’s real estate transactions involving a third party.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

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