Laura Anne Parker of Austin Texas a stockbroker formerly registered with Merrill Lynch Pierce Fenner Smith Inc. has been discharged from the firm on September 23, 2016 supported by accusations that she neglected to inform her firm about an outside business activity that she had engaged in while associated with the firm.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on March 12, 2009, a customer filed an investment related complaint regarding Parker’s activities in which the customer sought damages estimated to exceed $5,000.00 founded on allegations that while Parker was associated with Banc of America Investment Services, Inc., the customer was inappropriately advised to invest in equities using proceeds from the customer’s home equity loan.

Parker has been employed by Ameriprise Financial Services Inc. since October 7, 2016.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Stockbroker Fraud. Securities Arbitration and Investment Fraud Lawyers.  
National Practice. Contingent Fee. Confidential Free Consultation. (877) SEC-ATTY

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