Kevin Douglas Houser, of Allentown, Pennsylvania, a stockbroker formerly employed with LPL Financial LLC, is the subject of a customer initiated investment related arbitration claim, in which the customer requested $250,000.00 in damages based upon allegations that Houser made misrepresentations to the customer concerning annuities, and executed variable annuity transactions that were not suitable for the customer. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00572 (Feb. 28, 2017).

FINRA Public Disclosure reveals that on November 1, 2016, a customer filed an investment related written complaint involving Houser’s conduct, where the customer sought $687,661.00 in damages founded on accusations that while Houser was registered with LPL Financial, he placed unsuitable alternative investment transactions in the customer’s account. FINRA Arbitration No. 17-03265 (Dec. 19, 2017).

Houser’s registration with LPL Financial was terminated on September 28, 2016. He has been registered with Ameriprise Financial Services, Inc. since September 16, 2016.
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