Ghalib Abdulla Kanji of Woodland Hills California a stockbroker formerly employed by Wells Fargo Advisors LLC is the subject of a customer initiated investment related arbitration claim which was resolved for $2,000,000.00 in damages founded on allegations that (1) investment recommendations made to the customer were not suitable and (2) misrepresentations had been made to the customer concerning the terms and conditions of investments Kanji advised the customer to purchase. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-01402 (May 2, 2018).

FINRA Public Disclosure confirms that Kanji is referenced in two more customer initiated investment related disputes pertaining to accusations of his violative conduct during the time that he was associated with Wells Fargo Advisors LLC. Particularly, on May 20, 2011, a customer filed an investment related complaint regarding Kanji’s activities where the customer sought more than $5,000.00 in estimated damages based upon allegations that unauthorized trades were effected in the customer’s account.

Then, on July 11, 2017, a customer initiated investment related complaint involving Kanji’s conduct was settled for $225,000.00 in damages supported by accusations that inappropriate direct investments were purchased for the customer; and transactions were placed in the customer’s investment account without the customers permission.

Kanjis registration with Wells Fargo Advisors LLC has been terminated as of December 17, 2015. Since December 14, 2015, Kanji has been registered with Morgan Stanley.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source. Questions or comments regarding the source or accuracy of any information, including any subsequent developments, should be directed to [email protected].

This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer.

Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at

Stockbroker Fraud. Securities Arbitration and Investment Fraud Lawyers.  
National Practice. Contingent Fee. Confidential Free Consultation. (877) SEC-ATTY

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)


%d bloggers like this: