Erven Joseph Frericks Jr. of Chesterfield Missouri a stockbroker formerly employed by Royal Alliance Associates Inc. has been discharged by the firm on May 11, 2018 supported by allegations that Frericks urged a customer to designate him as the beneficiary of half of the assets held in the customer’s annuity account.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on May 1, 2018, a customer filed an investment related complaint involving Frericks’ conduct where the customer sought $54,976.00 in damages founded on accusations that Frericks charged the customer excessive fees in regard to his advisory services, and inappropriately steered the customer towards making Frericks a beneficiary of the customer’s variable annuity.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

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