Christopher Todd Gross of San Diego California a stockbroker formerly registered with Raymond James Associates Inc. has been discharged by the firm on December 14, 2015 founded on accusations that Gross (1) engaged in an outside business activity that was not properly disclosed to the firm and (2) engaged in unauthorized correspondence concerning his outside business activities.

FINRA Public Disclosure additionally reveals that on April 27, 2001, a customer filed an investment related complaint regarding Gross’ activities where the customer alleged that while Gross was associated with Merrill Lynch, Pierce Fenner & Smith Inc., Gross failed to abide by the customer’s instructions relating to the customer’s over-the-counter equities holdings.

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