Carl Dennis Hanks of Morristown New Jersey a stockbroker formerly registered with Morgan Stanley Smith Barney is referenced in a customer initiated investment related written complaint on March 11, 2016 where the customer requested unspecified damages based upon allegations that unauthorized mutual fund purchases had been effected in the customer’s account.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that a customer initiated investment related arbitration claim regarding Hanks’ conduct was settled for $57,500.00 in damages founded on accusations that investment recommendations made to the customer were not suitable, and misrepresentations had been made to the customer concerning variable annuity information at the time that the product was purchased. FINRA Arbitration No. 10-03138 (May 17, 2011).

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Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

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