Laidlaw Company UK Ltd. Sued By Investors For Churning
Bryan Gabriel Mazliach of Fort Lauderdale Florida a stockbroker formerly employed by Laidlaw Company UK Ltd. is referenced in a customer initiated investment related arbitration claim where the customer sought $66,680.00 in damages founded on allegations that between 2015 and 2017: (1) transactions were executed in the customer’s account that were not suitable for the customer (2) unauthorized transactions were effected in the customer’s account and (3) the customer’s stock and over-the-counter equities holdings had been churned. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01736 (Nov. 21, 2018).
FINRA Public Disclosure additionally reveals that a customer initiated investment related arbitration claim involving Mazliach’s conduct was settled for $32,143.87 in damages based upon accusations that between April of 2015 and January of 2016, while Mazliach was associated with Laidlaw Company UK Ltd., Mazliach executed trades in the customer’s account on an excessive basis; and charged the customer unwarranted commission on stock and over-the-counter equities trades placed in the customer’s account. FINRA Arbitration No. 16-00291 (May 10, 2017).
Mazliach’s registration with Laidlaw Company UK Ltd. has been terminated as of September 20, 2017. Between August 30, 2017 and December 12, 2018, Mazliach was associated with Westpark Capital Inc. Three of the five firms whom Mazliach has been associated, Obsidian Financial Group LLC and Charles Vista LLC, are defunct or have otherwise been expelled by securities regulators for violation of federal securities laws. #cockroach