FINRA Bars JP Morgan Stockbroker For Failure To Comply
Alexi Nahun Bustamante of Miami Lakes Florida is a registered representative formerly employed with J.P. Morgan Securities LLC who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that she failed to comply with FINRA’s request for her information. FINRA Case No. 2017052961501 (July 14, 2017).
FINRA Public Disclosure confirms that Bustamante was suspended between May 5, 2017 and July 13, 2017. Apparently, Bustamante failed to seek that her suspension be terminated by July 13, 2017 – three months following FINRA’s notification of her suspension.
Bustamante was fired by J.P. Morgan Chase Bank, N.A. on December 20, 2016, supported by allegations that Bustamante furnished a fake fraud claim to J.P. Morgan’s banking affiliate.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com