Investors Accuse Robert Baird Of Concealing Investment Risk
William S. Fedor Jr. of Tucson Arizona a stockbroker currently registered with Robert W. Baird Co. Incorporated is the subject of a customer initiated investment related complaint on January 22, 2019 which was resolved for more than $10,000.00 in damages supported by allegations of Fedor failing to provide the customer with adequate information regarding the risks or contingent deferred sales charges which pertained to the sale of mutual fund investments from the customer’s investment account.
This is not the first time that Fedor has been subject of an investor dispute alleging his wrongdoing. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that another customer filed an investment related complaint in regard to Fedor’s conduct where the customer requested more than $5,000.00 in damages founded on accusations that during the time that Fedor was employed by A.G. Edwards Sons Inc., misrepresentations had been made by the stockbroker concerning certificate of deposit products which had been sold to the customer.
Fedor has been employed by Robert Baird Co. Inc. since May 4, 2018.