John Mark Ross, of Missoula, Montana, a stockbroker currently registered with U.S. Bancorp Investments, Inc., is the subject of a customer initiated investment related written complaint on May 19, 2017, wherein the customer requested $32,353.69 in damages based upon allegations that Ross made misrepresentations to the customer concerning her annuity policy. Apparently, Ross claimed that the customer’s policy would accrue at seven percent on an annual basis when this was not the case.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Ross has been identified in two additional customer initiated investment related disputes containing allegations of his misconduct while employed with Wells Fargo Advisors. Particularly, on December 5, 2011, a customer filed an investment related written complaint involving Ross’ conduct, in which the customer requested $16,463.59 in damages based upon allegations that Ross made misrepresentations concerning unit investment trusts. Subsequently, on April 25, 2016, a customer initiated investment related written complaint was settled to resolve allegations of misrepresentation.

Ross’ registration with Wells Fargo Advisors, LLC was terminated on February 8, 2016.

Guiliano Law Firm

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