Keith Scott Mency of Jersey City New Jersey a stockbroker formerly employed by Viewtrade Securities Inc. since September 30, 2015 has been discharged by the firm on June 2, 2016 founded on accusations that Mency effected unsuitable trades in customer accounts.

This is not the first time that Mency has been terminated by a brokerage firm because of engaging in misconduct on the job. Particularly, Mency was registered with Woodstock Financial Group Inc. between February 23, 2015 and October 12, 2015. The firm discharged Mency based upon allegations that Mency executed trades in customer accounts without procuring authorization from the customers or the firm.

FIINRA Public Disclosure further confirms that a customer initiated investment related arbitration claim regarding Mency’s activities was settled to resolve accusations that while Mency was associated with Blackbook Capital LLC, he made effected unsuitable stock trades in the customer’s account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 15-00758.

Mency has been associated with thirteen firms, ten of which which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. For example, Blackbook Capital LLC had been expelled by FINRA on June 28, 2016 supported by allegations that it failed to pay a $50,000.00 fine which FINRA assessed based on finding that the firm, inter alia, charged customers excessive commissions and fees, and mischaracterized fees on customers’ trade confirmations; conduct violative of Securities Exchange Act of 1934 Rule 10b-10 and FINRA Rule 2010. Letter of Acceptance Waiver and Consent No. 2011025700901 (May 5, 2014).

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

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