Gregory Wade Gobble, a stockbroker formerly registered with Uvest Financial Services Group, Inc., has been named in a customer initiated investment related written complaint on August 25, 2015, based upon allegations that Gobble made misrepresentations to the customer concerning the Behringer Harvard Real Estate Investment Trust.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on June 9, 2014, a customer initiated investment related arbitration claim involving Gobble’s conduct was settled for $7,000.00 in damages based upon allegations that Gobble made unsuitable investment recommendations to the customer concerning investment in Wells Real Estate Investment Trust (REIT) II and Behringer Harvard REIT I products, and that Gobble omitted facts from customers concerning risks of the investments.
Since February 6, 2017, Gobble has been registered with Investment Professionals, Inc.
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