Tami Lynne Aloisa of Norfolk Virginia a stockbroker formerly registered with UBS Financial Services has been discharged by the firm on August 17, 2017 supported by allegations that (1) Aloisa failed to abide by the firm’s policies concerning customer complaints (2) Aloisa used unauthorized communication channels and (3) Aloisa provided unapproved documentation to a person who inquired into the customer’s account.

This is not the first time that Aloisa has been terminated by a brokerage firm. Specifically, on July 9, 2015, Aloisa was terminated by previous employer, Merrill Lynch Pierce Fenner Smith Incorporated, founded on accusations that Aloisa altered customer account documents in violation of the firm’s policy.

Aloisa has also been sanctioned by the Virginia State Corporation Commission based upon allegations of her misconduct in the securities industry. Case No. SEC-2017-00066 (Feb. 2, 2018).

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

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