Tag Archives: The Investment Center Inc.

Investment Center Stockbroker Criminally Charged With Fraud

Leon William Vaccarelli of Waterbury Connecticut a stockbroker formerly registered with The Investment Center has been indicted for wire fraud and mail fraud based on allegations that he engaged in a scheme which victimized elderly customers. United States v. Leon Vaccarelli No. 18-cr-g2-SRU (D. Conn May 2, 2018). On May 29, 2019, the Securities and […]

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The Investment Center Terminates Stockbroker For Fraud

Thomas Ohearn Eifler Sr. of Louisville Kentucky a stockbroker formerly registered with The Investment Center Inc. has been terminated from the firm on February 28, 2017 founded on accusations against Eifler of breach of contract and fraud as referenced in a civil action filed against Eifler. Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that […]

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Investment Center Broker Alleged To Have Stolen Millions From Elderly

September 01, 2017  |   Posted by :   |   Ponzi Scheme, Stockbroker Fraud News, Stockbroker Theft   |   0 Comments

Leon Vaccarelli, a registered representative associated with The Investment Center, Inc. was charged by the United States Securities & Exchange Commission with violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rules 10b-5 and 21F-17(a). According to the Complaint, Vaccarelli, doing business as Lux […]

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Investment Center Named in Customer Dispute

September 16, 2016  |   Posted by :   |   Stockbroker Fraud News, Suitability   |   0 Comments

Michael P. Dalessandro, of Colts Neck, New Jersey, a stockbroker with The Investment Center, Inc., became subject to a pending customer dispute on February 3, 2016, in which several customers alleged that Dalessandro made unsuitable recommendations to the customers. Apparently, the recommendations were made in 2013 and 2015, and involved investments in gas and oil, […]

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