Tag Archives: Halcyon Cabot Partners

Halcyon Cabot Partners Broker Barred for Securities Fraud

November 25, 2015  |   Posted by :   |   Selling Away, Stockbroker Fraud News   |   0 Comments

Jason L. Reid of New York, NY, a registered representative with Halcyon Cabot Partners, Ltd., was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any and all capacities after consenting to findings that he sold securities by means of false and misleading information; acted as a principal and engaged in […]

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Halcyon Cabot Partners Expelled for Fraudulent Churning Scheme

October 19, 2015  |   Posted by :   |   Churning, Securities Fraud, Stockbroker Fraud News   |   0 Comments

Halcyon Cabot Partners, Ltd. was expelled from Financial Industry Regulatory Authority (FINRA) membership, while two of its principals, Ronald Mark Heineman and Michael Trent Morris, were permanently barred from association with any FINRA member in any capacity per an Order Accepting Offer of Settlement containing findings of widespread violations of securities laws including a scheme […]

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Halcyon Cabot Partners, Ltd. Charged in FINRA Complaint with Widespread Violations of FINRA Rules and Federal Securities Laws

Halcyon Cabot Partners, Ltd., a FINRA member since 2007 operating out of New York City, NY, employs roughly 30 registered representatives in its full-service brokerage capacity. The Firm, along with two of its principals, Ronald Mark Heineman and Michael Trent Morris, were charged by FINRA’s Department of Enforcement in a Complaint alleging a myriad of […]

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