Jeffrey Lewis Eglow of Boca Raton, Florida, a stockbroker formerly registered with SunTrust Investment Services, Inc., is the subject of a customer initiated investment related written claim, which settled on June 12, 2017, for $48,758.00 in damages based upon allegations that Eglow charged the customer excessively for municipal debt trades effected in the customer’s account.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Eglow has been identified in four more customer initiated investment related disputes pertaining to allegations of his wrongdoing while employed with Wells Fargo and SunTrust. Specifically, on May 28, 2015, a customer initiated investment related written complaint involving Eglow’s conduct was settled for $3,205.73 in damages based upon allegations that Eglow made misrepresentations to the customer concerning the provisions and terms of the death benefit features on variable annuity policies.

Moreover, on September 4, 2015, a customer filed an investment related written complaint involving Eglow’s conduct, in which the customer requested $14,133.00 in damages based upon allegations that Eglow effected unauthorized annuity transfers and charged a customer a fee pertaining to a variable annuity rider despite the customer having surrendered the policy beforehand.

Subsequently, on March 28, 2017, a customer initiated investment related arbitration claim involving Eglow’s conduct was settled for $115,000.00 in damages based upon allegations that Eglow overconcentrated the customer’s investment portfolio in leveraged exchange traded funds as well as unit investment trust products. Further, on June 12, 2017, a customer filed an investment related written complaint involving Eglow’s conduct, in which the customer requested $48,758.00 in damages based upon allegations that he effected fees for municipal debt trades in the customer’s account on an excessive basis.

Guiliano Law Firm

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

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