Stockbroker + Financial Advisor Retirement Fund Fraud Attorney
Investment professionals, including stockbrokers and financial advisors, who manage retirement accounts and retirement funds are subject to special fiduciary duties. Among those duties is the duty of due care, loyalty or to refrain from self-dealing, and the duty of candor, or not to misrepresent or omit material facts.
However, sometimes, a stockbroker or financial advisor in connection with the provision of retirement advice may commit fraud, by either making false promises or making defective recommendations that are better suited to further their financial interests than yours.
If you are the victim of retirement fund fraud by a stockbroker and financial advisor, you might be entitled to recover your damages. For a free evaluation of your claims, call our attorneys today. The Guiliano Law Group has extensive experience representing victims of retirement planning fraud and help them fight to get the financial compensation they need. Call us at 1-877-732-2889 for your confidential, no obligation consultation.
Holding Stockbrokers and Financial Advisors Accountable for Defrauding Retirement Account Investors
Your retirement investing might consist of an Individual Retirement Account, a 401(k) account, or an employer sponsored plan.
Fraud, and particularly investment fraud, can happen in many ways. Certain acts of fraud involve outright lies, or half-truths designed to induce you into investing in an unsuitable investment, which generally will benefit the financial advisor at your expense.
The methods used to defraud investors can be varied. Some broker-dealers will promise to monitor and manage your retirement investments but then fail to do so. Some broker-dealers will promise to perform their homework or perform their due diligence with respect to any security purchased in your retirement account but then fail to do so.
If you have been the victim of any kind of retirement planning fraud or retirement account fraud, you might be entitled to seek relief through a lawsuit or FINRA arbitration claim.
Our attorneys have substantial experience representing victims of retirement fraud. Many of these victims face potentially devastating financial issues, especially if they were close to retirement and need those funds available. In some cases, seeking restitution for lost funds and compensation for other harms will be the only way to rebuild your retirement account.
FINRA Arbitration Claims for Retirement Fund Fraud by Brokers and Financial Advisors
If you sue your financial advisor or stockbroker for fraud, you may be able to recover compensation for your in an arbitration claim against your broker-dealer through the Financial Industry Regulatory Authority or FINRA.
Call Our Attorneys for Retirement Investment Account Fraud Victims
If you are a victim and lost money as a result of retirement fraud, contact us for a free evaluation of your claim. We have extensive experience representing victims of retirement fund fraud. If you believe that you may have a claim call our attorneys today at 1-877-732-2889. All inquires are confidential, and we offer our services on purely a contingent fee basis, meaning we do not get paid unless we make a recovery for you.