Stephen Allen Sylvester of Groton Connecticut a stockbroker currently associated with CUNA Brokerage Services Inc. is referenced in a customer initiated investment related written complaint on April 22, 2016 where the customer sought $40,000.00 in damages supported by accusations that (1) Sylvester failed to make disclosures to the customer about the penalties of surrendering a variable annuity contract and (2) Sylvester made investment recommendations which were not suitable for the customer given the customer’s goals of investing in low-risk investments over a long-term period.

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that another customer filed an investment related complaint concerning Sylvester’s activities in which the customer requested $14,000.00 in damages based upon allegations that while Sylvester was associated with CUNA Brokerage Services, Inc., the customer’s mutual fund reallocation instructions had been disregarded.

Sylvester has been associated with CUNA Brokerage Services Inc. since May 4, 1992

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

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