Investor Accuses Securities America Of Risky Recommendations
Richard Barry Haynes of Columbus Georgia a stockbroker formerly registered with Securities America Inc. is referenced in a customer initiated investment related written complaint on September 13, 2018 where the customer sought $13,180.00 in damages founded on allegations that the customer’s funds had been inappropriately allocated in speculative equities investments which led the customer to incur investment losses on those securities.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on January 19, 2017, a customer filed an investment related complaint involving Haynes’ conduct in which the customer requested damages estimated to exceed $5,000.00 supported by accusations that misrepresentations had been made to the customer concerning the charges and fees pertaining to mutual fund purchases executed in the customer’s account.
Haynes had been discharged by Edward Jones on September 12, 2017 based upon allegations that he failed to make required disclosures in regard to a judgment that had been entered against him for failure to pay his debts.
Haynes has been employed by T3 Trading Group, LLC since September 17, 2018.