Gregory Perrone, of Hernando, Florida, a stockbroker currently registered with Raymond James Financial Services, Inc., is the subject of a customer initiated investment related written complaint on May 8, 2017, in which the customer sought $42,179.00 in damages supported by allegations that Perrone caused the customer to furnish account transfer forms that he knew contained false information, and effected an unauthorized individual retirement account rollover.

Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that on February 1, 2012, a customer initiated investment related arbitration claim regarding Perrone’s activities was resolved for $14,900.00 in damages supported by allegations including over-concentration, breach of contract, negligence, suitability, omissions, and breach of fiduciary duty in regard to mortgage-backed securities, mutual funds and equities that were effected in the customer’s account.

Guiliano Law Firm

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

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