Brian Scott Eagon, of Sewickley, Pennsylvania, a stockbroker currently registered with Morgan Stanley, has been named in a customer initiated investment related arbitration claim on May 9, 2016, in which the customer requested $83,300.00 in damages based upon allegations that between May 27, 2015 and May 6, 2016, mutual fund and stock investments were executed in the customer’s account that failed to be suitable for the customer.

Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that a customer initiated investment related arbitration claim involving Eagon’s conduct was settled for $83,500.00 in damages founded upon allegations that Eagon negligently handled the customer’s investment account, and made misrepresentations to the customer about equities. National Association of Securities Dealers (NASD) Arbitration No. 03-2796 (Oct. 25, 2004).

Subsequently, a customer initiated investment related arbitration claim regarding Eagon’s activities was resolved for $60,000.00 in damages based upon allegations that Eagon placed equity trades in the customer’s account without the customer’s authorization, and inappropriately handled the customer’s investment portfolio. NASD Arbitration No. 03-06740 (Jan. 24, 2005).

Guiliano Law Firm

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)

Website

%d bloggers like this: