David Garces, of Brooklyn, New York, a stockbroker registered with LPL Financial LLC, was terminated from employment on July 29, 2016, based upon allegations that he engaged in business activities outside the auspices of his firm; conduct which was violative of his firm’s procedures and policies.

Guiliano Law Firm

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

 

Tags: ,

Comments are closed.

%d bloggers like this: