Lance Allen Lohr of Cincinnati Ohio a stockbroker currently employed by Merrill Lynch Pierce Fenner Smith Inc. is referenced in a customer initiated investment related arbitration claim which was resolved for $1,910,188.00 in damages supported by accusations of the failure to follow the customer’s instructions from December 2016 in regard to common and preferred stock investments. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00749 (Aug. 28, 2018).

FINRA Public Disclosure additionally reveals that on January 12, 2001, a customer filed an investment related complaint concerning Lohr’s activities in which the customer sought $600,000.00 in damages founded on allegations that while Lohr was associated with Merrill Lynch, Lohr made multiple investment-related decisions in regard to equities transactions in the customer’s investment account without having consulted with the customer; and effected transactions that failed to align with the instructions provided by the customer.

Lohr has been registered with Merrill Lynch Pierce Fenner Smith since October 15, 1996.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Stockbroker Fraud. Securities Arbitration and Investment Fraud Lawyers.  
National Practice. Contingent Fee. Confidential Free Consultation. (877) SEC-ATTY

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