Michael Alexander Lackwood of New York New York a stockbroker currently registered with Oppenheimer and Co. Inc. is the subject of a customer initiated investment related written complaint on February 11, 2018 in which the customer requested $90,000.00 in damages supported by allegations that the customer’s account was mishandled and that unauthorized sales of equities were placed in the customer’s account.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on August 2, 2011, Lackwood was fired from his prior employer, Merrill Lynch, Pierce, Fenner & Smith, Inc., based upon accusations that he inappropriately serviced customer loan accounts.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)