Kwimin Ahn of New York, New York, a stockbroker formerly registered with Pruco Securities, LLC, has been terminated from employment on May 25, 2017, based upon accusations that he violated the firm’s policies by reusing customer signatures on an annuity application and transfer documents in order to effect transactions.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on May 16, 2017, a customer initiated investment related written complaint involving Ahn’s conduct was settled for $42,671.59 in damages based upon allegations that the customer’s signatures on an annuity application were not genuine.

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