Investors Sue Laidlaw For Private Placement Fraud

Kevin Richard Wilson of New York New York a stockbroker formerly employed by Laidlaw & Company (UK) Ltd. is referenced in a customer initiated investment related arbitration claim where the customer sought $2,000,000.00 in damages supported by accusations that between 2010 and 2017, private placements sold to the customer were not appropriate. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-03062 (Oct. 4, 2018).

FINRA Public Disclosure additionally confirms that a customer filed an investment related arbitration claim concerning Wilson’s activities in which the customer requested $457,000.00 in damages founded on allegations that between 2009 and 2017, during the time that Wilson was associated with Laidlaw & Company (UK) Ltd., unsuitable private placements had been sold to the customer and the customer’s assets were over-concentrated in those inappropriate investments.

Wilson’s registration with Laidlaw & Company (UK) Ltd. has been terminated as of September 5, 2017. Since August 7, 2017, Wilson has been employed by National Securities Corporation.

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