Kenneth Allan Franklin of Aliso Viejo California a stockbroker currently employed by Ameriprise Financial Services Inc. is the subject of a customer initiated investment related complaint in which the customer requested $8,008.62 in damages based upon accusations that Franklin misrepresented the liquidity of the customer’s real estate investment trust holdings.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that Franklin is referenced in a customer initiated investment related written complaint which was resolved for $7,396.00 on February 28, 2008 supported by allegations that while Franklin was associated with Ameriprise Financial Services Inc., the customer’s spouse and children had been placed into variable universal life insurance policies that were not suitable for them.

Franklin has been registered with Ameriprise Financial Services Inc. since October 17, 2001.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

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