JP Morgan Broker Barred By FINRA For Failure To Cooperate

Michael Ray Matos of Whippany New Jersey a stockbroker formerly registered with J.P. Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Matos failed to respond to FINRA personnel’s request for information. Case No. 2017056198201 (May 16, 2018).

According to FINRA Public Disclosure, FINRA provided Matos a Notice of Suspension on February 13, 2018. He was suspended by FINRA on May 16, 2018. Matos was reportedly given until May 15, 2018 to seek that his suspension be terminated; however, Matos failed to comply. Consequently, FINRA indefinitely barred Matos in all capacities on May 16, 2018.

Matos was terminated from JPMorgan Chase Bank on October 20, 2017. Apparently, he resigned during the time that the firm had reviewed his activities for inaccurately entering information into a banking system to process transactions; this violated the code of conduct of the firm.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at