JP Morgan Broker Barred By FINRA For Failure To Respond

Samuel David Campos of Dallas Texas is a stockbroker formerly registered with J.P. Morgan Securities LLC who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon accusations that Campos neglected to respond to FINRA personnel’s request for Campos’ information. FINRA Case No. 2016050778401 (Aug. 25, 2016).

FINRA Public Disclosure confirms that Campos was fired by J.P. Morgan Chase Bank on June 28, 2016 based upon allegations that he effected an unauthorized withdrawal from a customer’s account.

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