Eric Kenneth Osserman, of New York, New York, a stockbroker currently registered with Jefferies LLC, has been named in a customer initiated investment related written complaint on May 25, 2016, in which the customer requested $44,510.30 in damages based upon allegations that Osserman made misrepresentations to the customer concerning an initial public offering.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on April 25, 2008, a customer initiated investment related written complaint involving Osserman’s conduct was settled for $1,875,000.00 in damages based upon allegations that Osserman, while associated with Deutsche Bank Securities, Inc., failed to inform the customer about the liquidity associated with the customer’s auction rate securities investments.

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