Investor Resources

Below find a list of states containing the anti-fraud provisions of each state’s securities laws, the FINRA Arbitration Hearing locations in each state, and the contact information for each of the state securities regulators in the United States.

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AboutNicholas Guiliano, Esq.


Nicholas J. Guiliano has more than 25 years of securities related experience, and has represented more than 1,000 public customers in claims against brokerage firms for fraud in connection with the sale of securities principally in arbitration before the Financial Industry Regulatory Authority (“FINRA”) Dispute Resolution, Inc. (formerly known as The National Association of Securities Dealers (“NASD”) Dispute Resolution, and the New York Stock Exchange (“NYSE”) Department of Arbitration.

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