Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that stockbrokers John Dimitrious Tsoukalas and Vincent Wallace are referenced in customer initiated investment related disputes pertaining to allegations of their unsuitable sales practices while they were registered with Hennion Walsh – a Financial Industry Regulatory (“FINRA”) brokerage firm headquartered in Parsippany, New Jersey.

More Customers Sue Hennion Walsh For Bad Municipal Debt Investments

John Dimitrious Tsoukalas of Parsippany New Jersey a stockbroker currently employed by Hennion Walsh Inc. is referenced in a customer initiated investment related arbitration claim where the customer requested $200,000.00 in damages founded on accusations that while Tsoukalas was associated with Hennion Walsh, the customer was placed into municipal debt products that were unsuitable and dropped significantly in value since the customer purchased the investments. FINRA Arbitration No. 18-01336 (Apr. 12, 2018). Tsoukalas has been registered with Hennion Walsh Inc. since August 15, 2001.

And Even More Customers Sue Hennion Walsh For Unsuitability

John Vincent Wallace of Parsippany New Jersey a stockbroker currently employed by Hennion Walsh Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $32,000.00 in damages based upon allegations that Wallace made investment recommendations to the customer that were not appropriate given the customer’s objectives for investing, tolerance for risk or financial profile. FINRA Arbitration No. 18-01084 (Mar. 21, 2018). Wallace has been registered with Hennion Walsh Inc. since September 10, 1998.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

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