Garden State Securities Named In FINRA Arbitration

Garden State Securities, Inc., a brokerage firm headquartered in Red Bank, New Jersey, has been named in a customer initiated investment related arbitration claim, in which the customer was awarded $142,168.00 in damages on July 5, 2016. The customer’s claim was based upon allegations that the firm breached its fiduciary and contractual duties to the customer, failed to supervise securities transactions effected in the customer’s account, churned and effected unsuitable transactions the customer’s investment account, and committed violations of FINRA Rules 2020, 2010, and Securities Exchange Act of 1934 and Securities Act of 1933.

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

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