Garden State Broker Terminated For Unauthorized Trading
Jonathan William Iraggi, of Red Bank, New Jersey, a stockbroker registered with Garden State Securities, Inc., has been terminated from employment on July 11, 2017, based upon allegations that he traded in customer accounts without authorization.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on January 2, 2015, a customer filed an investment related written complaint involving Iraggi’s conduct, in which the customer sought $8,814.00 in damages supported by accusations that Iraggi, while associated with Spartan Capital Securities, LLC, effected unauthorized over-the-counter equity trades in the customer’s account.
Subsequently, on July 11, 2017, a customer filed an investment related written complaint concerning Iraggi’s activities, where the customer requested $22,000.00 in damages based upon allegations that while Iraggi was employed with Garden State Securities, Inc., he effected stock transactions in the customer’s account without the customer’s approval.
Iraggi became employed with National Securities Corporation on August 10, 2017, following his departure from Garden State Securities, Inc.
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