Doreen Lea Weber (also known as Doreen L. Tyler Strand and as Doreen Lea Strand) the former Chief Executive Officer of Fintegra LLC. is named in a customer initiated investment related arbitration claim in which the customer was awarded $20,000.00 in compensatory damages based upon Weber being found liable on the customer’s claims of (1) stealing the customer’s money (2) converting funds belonging to the customer (3) failing to supervise a stockbroker’s recommendations of Pacific Rim Strategic Partners LLC promissory notes and (4) committing fraud. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00069 (Feb. 7, 2018).

FINRA Public Disclosure additionally confirms that a customer initiated investment related arbitration claim concerning Weber’s activities was settled for $125,000.00 in damages supported by allegations that while Weber was associated with Fintegra, LLC, she neglected to supervise a stockbroker’s recommendations to the customer concerning investment transactions placed outside the firm’s auspices, resulting in the customer purchasing annuity and direct investment products that were not suitable for the customer. FINRA Arbitration No. 14-02704 (Feb. 3, 2016).

Weber’s registration with Fintegra LLC was terminated on December 1, 2015. Weber was associated with Infinex Investments, Inc. between September 13, 2018 and March 26, 2019. Since March 19, 2019, Weber has been associated with Sagepoint Financial Inc., Royal Alliance Associates Inc., FSC Securities Corporation and Woodbury Financial Services Inc.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer.

Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Stockbroker Fraud. Securities Arbitration and Investment Fraud Lawyers.  
National Practice. Contingent Fee. Confidential Free Consultation. (877) SEC-ATTY

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