David Christopher Hydrick of Memphis Tennessee a stockbroker formerly registered with Raymond James Associates Inc. is the subject of a customer initiated investment related arbitration claim where the customer sought $400,000.00 in damages based upon accusations of (1) misappropriation (2) unauthorized trading in the customer’s account (3) breach of contractual duties (4) conversion of the customer’s funds (5) selling away and (6) fraud concerning activities occurring from February 1, 2005 and May 29, 2015.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Hydrick is referenced in two additional customer initiated investment related disputes pertaining to allegations of his sales practice violations while employed with Morgan Keegan & Company Inc. Specifically, on September 11, 2009, a customer filed an investment related complaint involving Hydrick’s conduct in which the customer requested $19,840.00 in damages founded on accusations that unsuitable exchange traded funds were placed in the customer’s account. On February 26, 2016, another customer filed an investment related complaint concerning Hydrick’s activities where the customer sought damages estimated to exceed $5,000.00 supported by allegations of sales practice violations affecting the customer’s portfolio.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)

Website

%d bloggers like this: