David Christopher Hydrick of Memphis Tennessee a stockbroker formerly registered with Raymond James Associates Inc. is the subject of a customer initiated investment related arbitration claim where the customer sought $400,000.00 in damages based upon accusations of (1) misappropriation (2) unauthorized trading in the customer’s account (3) breach of contractual duties (4) conversion of the customer’s funds (5) selling away and (6) fraud concerning activities occurring from February 1, 2005 and May 29, 2015.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Hydrick is referenced in two additional customer initiated investment related disputes pertaining to allegations of his sales practice violations while employed with Morgan Keegan & Company Inc. Specifically, on September 11, 2009, a customer filed an investment related complaint involving Hydrick’s conduct in which the customer requested $19,840.00 in damages founded on accusations that unsuitable exchange traded funds were placed in the customer’s account. On February 26, 2016, another customer filed an investment related complaint concerning Hydrick’s activities where the customer sought damages estimated to exceed $5,000.00 supported by allegations of sales practice violations affecting the customer’s portfolio.

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Guiliano Law Group

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