Daniel Thomas Gamache of Denver Colorado a stockbroker registered with UBS Financial Services Inc. and representative of IFAM Capital has been referenced in a customer initiated investment related written complaint on July 9, 2018 where the customer requested $86,000.00 in damages founded on allegations that Gamache made unsuitable recommendations to the customer concerning mutual funds held in the customer’s investment portfolio.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on June 21, 2018, a customer filed an investment related complaint involving Gamache’s conduct in which the customer sought $350,000.00 in damages supported by accusations that while Gamache was associated with IFAM Capital, he caused the customer’s account to be over-concentrated in LJMIX – the LJM Preservation and Growth Fund mutual fund.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Firm

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred millions of dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

[contact-form][contact-field label=’Name’ type=’name’ required=’1’/][contact-field label=’Email’ type=’email’ required=’1’/][contact-field label=’Stockbroker/Securities Broker-Dealer’ type=’text’/][contact-field label=’Brief Description of Complaint’ type=’textarea’ required=’1’/][/contact-form]

Tags: , ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)

Website