Robert Anthony Guidicipietro, of Holmdel, New Jersey, a stockbroker currently registered with Aegis Capital Corp., has been named in a customer initiated investment related arbitration claim on March 1, 2017, where the customer requested $250,000.00 in damages based upon allegations that Guidicipietro breached his fiduciary duties, made unsuitable investment recommendations and misrepresentations to the customers, and committed fraud.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Guidicipietro has been named in four additional customer initiated investment related disputes regarding allegations of his wrongdoing while associated with J.P. Turner & Company, L.L.C., State Street Capital Markets Corporation, and Gruntal & Co. Particularly, on February 13, 2001, a customer initiated investment related arbitration claim involving Guidicipietro’s conduct was settled for $20,000.00 in damages based upon allegations that he negligently handled the customer’s investment account, breached his fiduciary and contractual duties to the customer, effected transactions in the customer’s account that the customer did not authorize, and defrauded the customer in connection with warrant transactions.

Subsequently, on June 19, 2001, a customer was awarded $8,400.00 in damages according to an investment related arbitration claim involving Guidicipietro’s misconduct, based upon allegations that Guidicipietro failed to abide by the customer’s instructions, traded on an unauthorized basis, and negligently affected the customer’s portfolio of over-the-counter equities. Moreover, on November 18, 2009, a customer initiated investment related arbitration claim regarding Guidicipietro’s activities was resolved for $1,665,000.00 in damages based upon allegations against Guidicipietro including constructive and common law fraud, securities fraud, failure to execute, breach of contract, breach of fiduciary duty, misrepresentation, and suitability in reference to the customers’ equity investments.

Since November 19, 1991, Guidicipietro has been associated with six different broker dealers, five of which has been expelled by securities regulators for violation of federal securities laws or is otherwise defunct. #cockroach

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