Margaret Lech-Loubet, of Los Angeles, California, a stockbroker currently registered with UBS Financial Services Inc., is the subject of a customer initiated investment related complaint on May 22, 2017, in which the customer sought $145,000.00 in damages based on allegations of suitability and omissions of facts concerning risks and liquidity of the customer’s structured product transactions effected between 2014 and 2016.

Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Lech-Loubet has been identified in two additional customer initiated investment related disputes concerning allegations of her wrongdoing while employed with UBS Financial Services, Inc. Particularly, a customer initiated investment related arbitration claim regarding Lech-Loubet’s conduct was settled on June 7, 2016, for $200,000.00 in damages supported by allegations of over-concentration and suitability pertaining to equities, master limited partnerships and closed-end funds effected in the customer’s account from 2014 to 2016.

Moreover, on June 13, 2017, a customer filed an investment related arbitration claim involving Lech-Loubet’s activities, seeking $266,352.00 in damages founded upon accusations of suitability and misrepresentation of structured products between 2014 and 2016.

Guiliano Law Group

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