Customer Sues Merrill Lynch Alleging Unauthorized Trading
Daniel P. Reilly, of New York, New York, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been named in a customer initiated investment related written complaint, which settled on January 25, 2017, for $16,727.00 in damages based upon allegations that he effected unauthorized mutual fund trades in the customer’s account.
Reilly’s registration with Merrill Lynch, Pierce, Fenner & Smith Inc. ended on February 23, 2015. Since February 20, 2015, he has been associated with Morgan Stanley.
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