Christopher Grant Conness of Fort Lauderdale Florida a stockbroker formerly employed by G.F. Investment Services LLC is the subject of a customer initiated investment related written complaint on May 16, 2018 in which the customer requested $100,001.00 in damages founded on allegations that Conness and GF Investment Services LLC permitted or otherwise failed to prevent an unauthorized person’s sale of an unregistered security to the customer causing the customer losses. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01871 (Oct. 24, 2018).

FINRA Public Disclosure reveals that Conness has been identified in two additional customer initiated investment related disputes containing accusations of his violative conduct while employed with G.F. Investment Services LLC. In particular, on December 7, 2016, a customer filed an investment related complaint involving Conness’ conduct where the customer sought more than $5,000.00 in damages based upon allegations that bad real estate investment trust and fixed annuity products had been sold to the customer.

Thereafter, a customer initiated investment related arbitration claim regarding Conness’ conduct was settled for $10,000.00 in damages supported by accusations that the customer’s account was negligently handled, and fiduciary obligations had been breached with regard to alternative investments, including real estate securities, sold to the customer. FINRA Arbitration No. 18-00798 (Feb. 1, 2019).

Conness’ registration with G.F. Investment Services LLC has been terminated as of August 8, 2017. Since August 7, 2017, Conness has been associated with Madison Avenue Securities LLC.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

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