J.P. Morgan Sued For Failure To Execute

Anthony Robert Anzalone Senior of New York New York a stockbroker currently employed by J.P. Morgan Securities LLC is the subject of a customer initiated investment related arbitration claim in which the customer requested $47,000.00 in damages founded on allegations that between February 18, 2017 and January 22, 2018 Anzalone disregarded the customer’s instructions regarding the purchases and sales of mutual funds. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-03136 (Sept. 5, 2018).

FINRA Public Disclosure reveals that Anzalone is referenced in three additional customer initiated investment related disputes pertaining to accusations of Anzalone’s misconduct while employed with Chase Investment Services Corp. Particularly, a customer initiated investment related complaint concerning Anzalone’s activities was settled to resolve allegations including the failure to follow the customer’s instructions of liquidating investments; unsuitability of mutual funds selected for the customer’s account; and misrepresentations regarding the customer’s investments.

On December 21, 2010, another customer initiated investment related complaint regarding Anzalone’s conduct was resolved for $17,832.89 in damages supported by accusations that unauthorized transactions had been effected in the customer’s account, and the customer’s investment instructions had been ignored.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com