Michael Todd Hogan of Plymouth, Minnesota, a stockbroker formerly registered with Voya Financial Advisors, Inc., is the subject of a customer initiated investment related written complaint on July 7, 2017, where the customer sought $350,000.00 in damages based upon accusations that Hogan made misrepresentations about variable annuity products, and made unsuitable investment recommendations to the customer.

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Hogan has been referenced in six additional customer initiated investment related disputes pertaining to allegations of his improper conduct while employed with Fortis Investors, Inc., Voya Financial Advisors, Inc., ING Financial Partners, Inc., and Washington Square Securities, Inc. In particular, on June 30, 1999, a customer filed an investment related written complaint involving Hogan’s conduct, alleging that unauthorized mutual funds trades were effected in the customer’s account, and that the customer was not apprised about the fees for investing or provided investment documentation.

Subsequently, on August 29, 2007, a customer filed an investment related written complaint regarding Hogan’s activities, in which the customer alleged that an equity indexed annuity and variable annuity had been misrepresented. On October 13, 2008, another customer filed an investment related written complaint regarding Hogan’s activities, alleging that omissions were made to the customer concerning the income requirements of a variable annuity’s guaranteed income benefit rider. Moreover, on January 14, 2010, a customer filed an investment related written complaint pertaining to Hogan’s conduct, alleging that a John Hancock variable universal life insurance policy was not suitable for the customer.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content , should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Firm

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at stockbrokerfraud.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

Tags: ,

No comments yet.

Leave a Reply

Name (required)

Email (will not be published) (required)

Website

%d bloggers like this: