About Us

nick sc table 1 - About Us

Headquartered in Philadelphia, Pennsylvania, and maintains offices in Los Angeles, California and Miami, Florida. Our practice is multi-jurisdictional or national, where permitted by law, and is substantially limited to the representation of individual and institutional investors for fraud, the sale of defective financial products, the sale of unsuitable investments, breach of fiduciary duty, stockbroker fraud, and other forms of misconduct against brokerage firms, their agents, and other investment professionals.

 

 

 

We represent clients on a contingent fee basis meaning that there is no cost or obligation on the part of the client to pay our legal fees unless we are able to obtain a recovery for you.

 

 

Nicholas J. Guiliano, Esquire

Nicholas J. Guiliano has more than 25 years of securities related experience, and has represented more than 1,000 public customers in claims against brokerage firms for fraud in connection with the sale of securities principally in arbitration before the Financial Industry Regulatory Authority (“FINRA”) Dispute Resolution, Inc. (formerly known as The National Association of Securities...

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Seth M. Friedman, Esquire – Of Counsel

Seth M. Friedman Esquire, of Beverly Hills, California, is associated with the firm in an “of-counsel” position. For more than twenty years, Mr. Friedman has served as California local counsel for Nicholas J. Guiliano, and the Guiliano Law Group, in connection with the representation of a variety of investors before the Financial Industry Regulatory Authority...

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Sara J. Saba, Esquire – Of Counsel

Sara J. Saba, Esquire associated with the firm in an “of-counsel” position in connection with claims against stockbrokers and securities broker-dealers on behalf of investors in Florida and throughout Central and South America, and Puerto Rico. Ms. Saba is fluent in Spanish and her practice includes False Claim Act and Whistleblower Claims, Banking Violations, IRS...

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Thomas E. Hynes, Esquire – Securities Regulation

Thomas E. Hynes has been associated with the Guiliano Law Group since 2015, and assists in the collection of securities regulatory news, and securities product information, including legal developments affecting investors in securities arbitration claims. Mr. Hynes has a BS degree from Westchester University, an MBA degree from the New York Institute of Technology and...

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